Skip to main content
Search
Search This Blog
Brokers In Transition
Share
Get link
Facebook
X
Pinterest
Email
Other Apps
Labels
Expungement
February 13, 2014
FINRA approves new expungement rule.
Now the proposed rule will be submitted to the Securities and Exchange Commission for review, public comment, and approval. See FINRA's press release
here
.
Comments
Popular Posts
June 11, 2014
Should Broker's exam scores and failures be added to BrokerCheck?
Comments
Post a Comment